We represent individuals and businesses in all phases of white collar criminal investigations and regulatory proceedings from investigation through trial. Our attorneys have experience representing clients charged or under investigation by the Department of Justice, SEC, CFTC, FINRA, New York Attorney General’s Office, New York County District Attorney’s Office, New York State Department of Investigation and … Read more

We represent clients in a variety of commercial matters, including breach of contract, fraud, tortious interference complaints, professional malpractice claims, unfair business practices, and shareholder disputes.  Our clients span multiple industries, including finance, insurance, media and real estate, and value our ability to provide decisive, experienced-based advice. We understand the complex business challenges that high … Read more

We represent individuals in all phases of state and federal criminal proceedings from pre-indictment advocacy through trial. Our attorneys have represented clients charged with crimes ranging from unlicensed general vending to homicide and everything in between. We have represented numerous attorneys, physicians, psychologists and many others charged with crimes. Not only do we represent our … Read more

We represent brokerage firms and associated persons in arbitrations before FINRA.  We represent clients in matters involving allegations of misrepresentation, fraud, unsuitability, churning, conflicts of interests, selling away, improper mutual fund sales practices and fraud in underwriting. While we have extensive experience in FINRA arbitrations, we also will mediate or negotiate matters when appropriate.

We represent firms and associated persons in connection with regulatory, inquiries and disciplinary proceedings before the SEC, FINRA, state regulators, and state attorneys general. We help firms and individuals respond to subpoenas and assist in document productions. We also advise our clients on internal policies and procedures designed to minimize customer disputes and regulatory scrutiny.

We represent clients in employment-related disputes, including employment discrimination and enforcement of restrictive covenants. We assist clients in drafting and negotiating a variety of employment-related contracts and agreements, including employment contracts, compensation-related agreements and separation agreements. We strive to resolve disputes as efficiently as possible but are ready to advocate vigorously for our clients at … Read more